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2024.07.30

Upgrading Your SAP S/4HANA Cloud Private Edition System and Understanding the Responsibility IT Consultant Mampitiye Ruchira

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Upgrading your SAP S/4HANA Cloud Private Edition system is a critical process to ensure you are leveraging the latest features, performance improvements, and security updates. This guide will walk you through the  high-level  steps  of  the  upgrade  process  and  clarify  the  roles and  responsibilities  of  the  customer, partner, and SAP support team during this process.

Overview of the Upgrade Process

The upgrade process involves several key phases, including planning, realizing, and follow-up activities. Here’s a step-by-step overview:

1.   Planning Phase:
o  System Landscape Planning: Ensure you plan your upgrade and updates considering your entire system landscape, including production, quality assurance, and development systems.
o  SAP GUI and Fiori Upgrade Planning: Plan the necessary steps to update SAP GUI and SAP Fiori, ensuring compatibility with the new system version.
o  Simplification Item Management: Manage relevant simplification items that may impact your system during the upgrade.
o  Modification and Enhancement Adjustments: Plan adjustments for any custom modifications or enhancements to ensure they work seamlessly post-upgrade. o  Integration and Interfaces: Review all integrations and interfaces to ensure they are compatible with the new version.
o  Custom Code Analysis: Use the Custom Code Migration Worklist to identify and adjust custom code that may be affected by the upgrade.
o  Training and Communication: Prepare training materials and communication plans to inform users about new features and changes.

2.   Realizing the Upgrade:
o  Technical Upgrade Execution: SAP ECS will execute the technical upgrade using the Software Update Manager (SUM) tool. This includes triggering the SUM process 24 hours before the specified start time to handle uptime activities and prepare for the downtime phase.
o  Ramp-Down Activities: Before the downtime, customers need to perform ramp-down activities, such as stopping background jobs, locking users, and ensuring the system is idle.
o  Downtime Execution: During the scheduled downtime, SAP ECS will complete the upgrade, including migrating application data if necessary.
o  Upgrade Testing: Conduct thorough testing to ensure all functionalities work as expected. This includes unit testing, integration testing, and user acceptance testing (UAT).
o  Performance Tuning: Adjust system parameters and perform necessary tuning to optimize system performance post-upgrade.

3.   Follow-Up Activities:
o  Post-Upgrade Tasks: After the technical upgrade, customers should follow up with necessary post-upgrade activities, such as verifying system functionality and performance, and implementing any additional updates or adjustments.
o  System Monitoring: Monitor system performance and stability to quickly identify and resolve any post-upgrade issues.
o  User Training and Support: Provide additional training and support to users to help them adapt to the new system features and changes.
o  Documentation: Update all relevant documentation to reflect the changes made during the upgrade.

Responsibility Matrix

Understanding the responsibilities of each party involved in the upgrade process is crucial for a smooth transition. Here’s a breakdown of the roles:

1.   Customer Responsibilities:  
o  Planning and Coordination: Customers are responsible for planning their system landscape, scheduling the upgrade, and coordinating with SAP and partners. 
o  Ramp-Down Activities: Performing necessary ramp-down activities before the downtime phase.
o  Post-Upgrade Verification: Ensuring that the system functions correctly after the upgrade and addressing any issues that arise.
o  Custom Code Adjustments: Identifying and adjusting custom code based on the new system requirements.
o  User Training: Preparing and delivering training materials to end-users.

2.   Partner Responsibilities:
o  Support and Guidance: Partners provide support and guidance throughout the upgrade process, including planning, testing, and implementation phases.
o  Customization Adjustments: Assisting with necessary adjustments to custom modifications and enhancements to ensure they are compatible with the new system version.
o  Integration Support: Ensuring that all integrations and interfaces continue to function correctly after the upgrade.

3.   SAP Support Team Responsibilities:
o  Technical Execution: SAP ECS is responsible for the technical execution of the upgrade using the SUM tool, including handling uptime and downtime activities.
o  Issue Resolution: Addressing any technical issues that arise during the upgrade process and ensuring the system is stable post-upgrade.
o  System Monitoring: Providing tools and support for monitoring the system’s performance and stability after the upgrade.
o  Documentation and Resources: Offering comprehensive documentation and resources to assist with the upgrade process.

Key Considerations for a Successful Upgrade

1.   Backup and Recovery Plans: Ensure you have a robust backup and recovery plan in place before starting the upgrade process. This will help mitigate risks and ensure data integrity.
2.   Communication Plan: Maintain clear and open communication with all stakeholders throughout the upgrade process. This includes informing users about downtime, new features, and any changes that may impact their work.
3.   Risk Management: Identify potential risks and develop mitigation strategies to address them proactively.
4.   Performance Testing: Conduct thorough performance testing to ensure the system meets the required performance standards after the upgrade.
5.   Post-Upgrade Support: Plan for extended support after the upgrade to address any unforeseen issues and ensure a smooth transition.


By following these steps and understanding the roles of each party involved, you can ensure a successful upgrade of your SAP S/4HANA Cloud Private Edition system, allowing your organization to benefit from the latest advancements and improvements in SAP technology. For detailed information and guidance,
refer to the Upgrade Guide for SAP S/4HANA Cloud Private Edition.